New York

Tuesday,August 21, 2018
2:00 PM - 6:30 PM




We are registered with and adhere to the Statement on Standards for Continuing Professional Education programs of the National Registry of CPE Sponsors. Our registration number is 109066. Please check with the governing body of your license and state for specific CPE requirements. Grievances may be forwarded to the company at 650 620 3961. Grievances may also be forwarded to the National Registry of CPE Sponsors-NASBA, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417, 615-880-4200,, e-mail

Field of Study:
Management Adv Services : 3 CPE Credit
Program Delivery Method: Group Live 
Program Level: Intermediate 
Advance Preparation/Program Prerequisites: None


2:00 - 2:30 PM

 Registration & Coffee

2:30 - 3:10 PM

Presentation: The return of ERM

3:10 - 4:00 PM

 Panel Discussion: The Role of Internal Audit in Ensuring Effectiveness of Risk and Compliance Programs

  • How the Internal Audit program can be used to support risk and compliance activities
  • Evolving role of auditor in acting as a strategic business advisor influencing key business decisions
  • How do auditors collaborate with the first and second line of defense and ensure effectiveness of risk and compliance programs?
  • With business disruptions and emerging risks, should auditors relook at their current approach and structure of their internal audit programs?


4:00 - 4:15 PM

 Networking Break

4:15 - 4:45 PM

 Presentation: The Attack of the Bots and Trolls: The Social Media Risks that are Destroying Public Confidence in Institutions 

4:45 - 5:30 PM

 Panel Discussion: Converging Across Current, Top, Emerging and Strategic Risks - Building an Enterprise Strategy

  • Discuss the convergence of ERM with cyber risk, third party, strategic, reputational risk profiles
  • How does an organization converge across the risk profiles to create a single view of the risk exposures? Is a single view even necessary?
  • How to create a strategy around ERM encompassing all the risk profiles and ensure that it aligns with the strategic plan
  • How organizations can create an integrated federated risk framework, used by all the three lines of defense functions and across Strategic, Operational and IT risk profiles,  as a single source of truth

5:30 - 6:30 PM

Cocktail Reception