Thursday,December 8, 2016
11:15 AM - 1:40 PM



We are registered with and adhere to the Statement on Standards for Continuing Professional Education programs of the National Registry of CPE Sponsors. Our registration number is 109066. Please check with the governing body of your license and state for specific CPE requirements. Grievances may be forwarded to the company at 650 620 3961. Grievances may also be forwarded to the National Registry of CPE Sponsors-NASBA, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417, 615-880-4200, www.learningmarket.org, e-mail cpe@nasba.org.


Field of Study:
Management Adv Services : 2 CPE Credit
Program Delivery Method: Group Live 
Program Level: Intermediate 
Advance Preparation/Program Prerequisites: None


11:15 - 12:00 pm

 Registration & Lunch

12:00 - 12:40 pm

 Presentation :Third party Risk Management- Building Robust Approach

  • How increased regulatory scrutiny for managing third party risk (OCC, Fed, FDIC, FFIEC) is impacting the program
  • Extending the scope to include fourth parties and beyond
  • Best practices in oversight for third-parties involving critical activities
  • How organizations should adopt a third party risk management approach commensurate to the complexity of the relationship
  • Managing third party risk in the internet age – convergence of vendor risk with cybersecurity

12:40 - 1:40 pm

 Panel Discussion : Incorporating Corporate Strategies and Values into an ERM Program

  • Understand how an integrated approach to risk management which incorporates the organizational objectives, strategies and principles can protect shareholder value, optimize the organization’s operational effectiveness and help build a sustainable competitive advantage
  • Alignment of risk appetite and risk tolerance to ensure effective governance of an ERM program
  • How organizations should balance their risk appetite and exposure to achieve both short and long-term goals 
  • How Technology can be leveraged to enable an effective and sustainable ERM framework